SEC Issues Order Involving Douglas F. Cmelik
April 14, 2023
April 14, 2023
WASHINGTON, April 14 -- The Securities and Exchange Commission issued the following order (No. 3-21366) on April 13, 2023:
* * *
In the Matter of DOUGLAS F. CMELIK, Respondent.
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it appropriate and in th . . .
* * *
In the Matter of DOUGLAS F. CMELIK, Respondent.
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it appropriate and in th . . .