SEC Issues Order Involving Timothy Allcott
April 13, 2023
April 13, 2023
WASHINGTON, April 13 -- The Securities and Exchange Commission issued the following order (No. 3-21120) on April 12, 2023:
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In the Matter of TIMOTHY ALLCOTT, Respondent.
ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS PURSUANT TO SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940
I.
On September 21, 2022, the Securities and Exchange Commission ("Commission") instituted proceedings pursuant to Section 203(f) . . .
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In the Matter of TIMOTHY ALLCOTT, Respondent.
ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS PURSUANT TO SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940
I.
On September 21, 2022, the Securities and Exchange Commission ("Commission") instituted proceedings pursuant to Section 203(f) . . .