Texas State Auditor: 'Audit Report on Inspection Processes at State Securities Board'
August 04, 2022
August 04, 2022
AUSTIN, Texas, Aug. 4 (TNSRep) -- The office of the Texas State Auditor issued the following audit report (No. 22-037) on Aug. 3, 2022, entitled "An Audit Report on the Inspection Processes at the State Securities Board."
Here is the summary of the report:
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The State Securities Board (Agency) has an inspection process to ensure that Texas registered dealers and registered investment advisers (registrants) are in compliance with the Texas Secu . . .
Here is the summary of the report:
* * *
The State Securities Board (Agency) has an inspection process to ensure that Texas registered dealers and registered investment advisers (registrants) are in compliance with the Texas Secu . . .