Tenn. Commerce & Insurance Dept. Securities Division Joins FINRA, NASAA and SEC OIEA to Urge Investors to Establish a Trusted Contact to Increase Investor Protection
October 01, 2021
October 01, 2021
NASHVILLE, Tennessee, Oct. 1 -- The Tennessee Department of Commerce and Insurance issued the following news:
In a combined effort to provide additional protection for investors, the Financial Industry Regulatory Authority (FINRA) and the North American Securities Administrators Association (NASAA) have announced a new campaign urging investors to provide their financial firms with a trusted contact. The U.S. Securities and Exchange Commission's Office of Investor Education and . . .
In a combined effort to provide additional protection for investors, the Financial Industry Regulatory Authority (FINRA) and the North American Securities Administrators Association (NASAA) have announced a new campaign urging investors to provide their financial firms with a trusted contact. The U.S. Securities and Exchange Commission's Office of Investor Education and . . .