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Tenn. Commerce & Insurance Dept. Securities Division Shares SEC Investor Alert About Scammers Posing as Brokers or Investment Advisers
August 20, 2021
NASHVILLE, Tennessee, Aug. 20 -- The Tennessee Department of Commerce and Insurance issued the following news:

The Tennessee Department of Commerce & Insurance's Securities Division is joining the FBI Criminal Investigative Division and the U.S. Securities and Exchange Commission's (SEC) Office of Investor Education and Advocacy to warn investors about the rise of scammers and con artists making false claims about being registered investment brokers.

Fraud . . .

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