Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years
June 20, 2020
June 20, 2020
WASHINGTON, June 20 -- The Securities and Exchange Commission issued the following news release:
The Securities and Exchange Commission announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more than 38 years of invaluable contributions.
Mr. Sollazzo began his SEC career as a securities compliance examiner and ascended to the helm of the New Yor . . .
The Securities and Exchange Commission announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more than 38 years of invaluable contributions.
Mr. Sollazzo began his SEC career as a securities compliance examiner and ascended to the helm of the New Yor . . .