N.J. A.G. Grewal: New Jersey Bureau of Securities Revokes Registration, Assesses $750,000 Civil Penalty, Against Morristown Investment Adviser
February 26, 2020
February 26, 2020
TRENTON, New Jersey, Feb. 26 -- New Jersey Attorney General Gurbir S. Grewal issued the following news release on Feb. 25:
Attorney General Gurbir S. Grewal and the Division of Consumer Affairs announced that the New Jersey Bureau of Securities revoked the registration of a Morristown investment adviser representative and assessed $750,000 in civil penalties for selling more than $12 million of unregistered securities in New Jersey, including investments tied to Ponzi schemes and ot . . .
Attorney General Gurbir S. Grewal and the Division of Consumer Affairs announced that the New Jersey Bureau of Securities revoked the registration of a Morristown investment adviser representative and assessed $750,000 in civil penalties for selling more than $12 million of unregistered securities in New Jersey, including investments tied to Ponzi schemes and ot . . .