Litigation: SEC Vs. Robert O. Carr, Katherine M. Hanratty
January 14, 2020
January 14, 2020
WASHINGTON, Jan. 14 -- The Securities and Exchange Commission issued the following litigation release (No. 3:18-cv-01135; D. Conn. filed July 10, 2018):
The U.S. District Court for the District of Connecticut entered a judgment against Robert O. Carr, a resident of New London, New Hampshire, and the former CEO of Heartland Payment Systems, Inc., for his role in an insider trading scheme. The court ordered Carr to to pay a civil penalty of $250,628 and barred him from serving as an o . . .
The U.S. District Court for the District of Connecticut entered a judgment against Robert O. Carr, a resident of New London, New Hampshire, and the former CEO of Heartland Payment Systems, Inc., for his role in an insider trading scheme. The court ordered Carr to to pay a civil penalty of $250,628 and barred him from serving as an o . . .