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Missouri Secretary of State Ashcroft: Securities Division Orders Stop to Firm That Attempted to Scam Rhode Island Resident
December 24, 2019
JEFFERSON CITY, Missouri, Dec. 24 -- Missouri Secretary of State Jay R. Ashcroft issued the following news release:

Secretary of State Jay Ashcroft's Securities Division issued a final order to cease and desist against The Stock Exchange Trading Company LLC after the company misled a Rhode Island resident and falsely offered investment services.

On Aug. 20, 2019, the division received a call through its Investor Protection Hotline from a resident of Rhode Island. . . .

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