Oregon A.G. Rosenblum Joins Lawsuit Against SEC for Putting Brokers Ahead of Investors
September 10, 2019
September 10, 2019
SALEM, Oregon, Sept. 10 -- Oregon Attorney General Ellen Rosenblum issued the following news release:
Oregon Attorney General Ellen Rosenblum today joined a coalition of eight Attorneys General in filing a lawsuit in the Southern District of New York, challenging the Securities & Exchange Commission's (SEC) new "Regulation Best Interest" for failing to meet basic investor protections that were laid out in the historic 2010 Dodd-Frank Act. Oregon Treasurer Tobias Read, . . .
Oregon Attorney General Ellen Rosenblum today joined a coalition of eight Attorneys General in filing a lawsuit in the Southern District of New York, challenging the Securities & Exchange Commission's (SEC) new "Regulation Best Interest" for failing to meet basic investor protections that were laid out in the historic 2010 Dodd-Frank Act. Oregon Treasurer Tobias Read, . . .