SEC Issues Order Involving McGladrey
August 27, 2019
August 27, 2019
WASHINGTON, Aug. 27 -- The Securities and Exchange Commission issued the following order (No. 3-19379) involving RSM U.S. f/k/a McGladrey:
In the Matter of RSM US LLP (f/k/a McGladrey LLP) Respondent.
ORDER INSTITUTING PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTION 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, SECTIONS 4C AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 102(e) OF THE COMMISSION'S RULES OF PRACTICE, MAKING FINDIN . . .
In the Matter of RSM US LLP (f/k/a McGladrey LLP) Respondent.
ORDER INSTITUTING PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTION 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, SECTIONS 4C AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 102(e) OF THE COMMISSION'S RULES OF PRACTICE, MAKING FINDIN . . .