SEC Chairman Clayton Announces Additional Investor Roundtable in Baltimore for Main Street Investors to 'Tell Us' About Their Investor Experience
August 22, 2018
August 22, 2018
WASHINGTON, Aug. 22 -- The Securities and Exchange Commission issued the following news release:
Securities and Exchange Commission Chairman Jay Clayton announced today that an additional investor roundtable to discuss the Commission's recently proposed rules regarding the obligations of financial professionals to investors will be held in Baltimore on the evening of Sept. 20, 2018. Commissioners Kara Stein and Robert Jackson are expected to join Chairman Clayton and senior SEC . . .
Securities and Exchange Commission Chairman Jay Clayton announced today that an additional investor roundtable to discuss the Commission's recently proposed rules regarding the obligations of financial professionals to investors will be held in Baltimore on the evening of Sept. 20, 2018. Commissioners Kara Stein and Robert Jackson are expected to join Chairman Clayton and senior SEC . . .