NASAA Releases First Annual Report on State-Registered Investment Advisers
May 07, 2018
May 07, 2018
WASHINGTON, May 7 -- The North American Securities Administrators Association issued the following news release:
The North American Securities Administrators Association (NASAA) today released its first annual report identifying the contours of the state-registered investment adviser population and the related regulatory activities of state securities regulators.
"This report provides for the first time a snapshot of the state-registered investment adviser populati . . .
The North American Securities Administrators Association (NASAA) today released its first annual report identifying the contours of the state-registered investment adviser population and the related regulatory activities of state securities regulators.
"This report provides for the first time a snapshot of the state-registered investment adviser populati . . .