SEC Chairman Issues Statement on Standards of Conduct for Investment Professionals
April 18, 2018
April 18, 2018
WASHINGTON, April 18 -- The Securities and Exchange Commission issued the following statement by Chairman Jay Clayton at the open meeting on Standards of Conduct for Investment Professionals:
"Today we have three separate items on the agenda. These items are a package. Collectively, they address the standards of conduct for investment professionals, and associated issues, that the Commission has been actively considering for nearly two decades now. I am excited for us to take t . . .
"Today we have three separate items on the agenda. These items are a package. Collectively, they address the standards of conduct for investment professionals, and associated issues, that the Commission has been actively considering for nearly two decades now. I am excited for us to take t . . .