SEC Commissioner Stein Issues Statement on Standard of Conduct for Investment Advisers
April 18, 2018
April 18, 2018
WASHINGTON, April 18 -- The Securities and Exchange Commission issued the following statement by Commissioner Kara M. Stein on proposals relating to regulation best interest, Form CRS, restrictions on the use of certain names or titles, and commission interpretation regarding the standard of conduct for investment advisers:
I would like to join Chairman Clayton in thanking the staff for their extremely hard work on these proposals. This truly was a Herculean task done in a very shor . . .
I would like to join Chairman Clayton in thanking the staff for their extremely hard work on these proposals. This truly was a Herculean task done in a very shor . . .