SEC Issues Administrative Proceeding on Arlington Capital Management, Lopresti
April 16, 2018
April 16, 2018
WASHINGTON, April 16 -- The Securities and Exchange Commission issued the following administrative proceeding (File No. 3-18437) involving Arlington Capital Management and Joseph F. Lopresti:
In the Matter of
ARLINGTON CAPITAL MANAGEMENT, INC.
AND JOSEPH F. LoPRESTI,
Respondents.
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTIONS 203(e), 203(f), AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, . . .
In the Matter of
ARLINGTON CAPITAL MANAGEMENT, INC.
AND JOSEPH F. LoPRESTI,
Respondents.
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTIONS 203(e), 203(f), AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, . . .