FSI Submits Comment Letter to SEC on Uniform Standard of Care
October 30, 2017
October 30, 2017
WASHINGTON, Oct. 30 -- The Financial Services Institute issued the following news release:
The Financial Services Institute (FSI) submitted a comment letter to the SEC in response to its request for information regarding a uniform standard of care for broker-dealers and investment advisors.
Click here to read FSI's comment letter (https://financialservices.org/wp-content/uploads/2017/10/IA-BD-Conduct-Standards-FSI-Comments.pdf).
"We appreciate the . . .
The Financial Services Institute (FSI) submitted a comment letter to the SEC in response to its request for information regarding a uniform standard of care for broker-dealers and investment advisors.
Click here to read FSI's comment letter (https://financialservices.org/wp-content/uploads/2017/10/IA-BD-Conduct-Standards-FSI-Comments.pdf).
"We appreciate the . . .