FINRA Expels Barron Moore and Takes Disciplinary Actions Against Seven Individuals for Illegal Sales of Unregistered Penny Stocks
September 03, 2008
September 03, 2008
WASHINGTON, Sept. 3 -- The Financial Industry Regulatory Authority issued the following news releases:
The Financial Industry Regulatory Authority (FINRA) announced today that it has expelled Barron Moore, Inc. of Dallas, TX and taken disciplinary action against seven individuals for violations arising from the illegal sale of unregistered penny stocks. Those sanctions range from fines and suspensions to permanent bars from the securities industry.
The individuals i . . .
The Financial Industry Regulatory Authority (FINRA) announced today that it has expelled Barron Moore, Inc. of Dallas, TX and taken disciplinary action against seven individuals for violations arising from the illegal sale of unregistered penny stocks. Those sanctions range from fines and suspensions to permanent bars from the securities industry.
The individuals i . . .