Sunday - May 5, 2024
Tipoffs for Asheville, North Carolina (Federal Agencies) Newsletter for Thursday August 31, 2023 ( 1 items )  

SEC Issues Order Involving Chad Stickforth
WASHINGTON, Aug. 31 -- The Securities and Exchange Commission issued the following order (No. 3-21590) on Aug. 30, 2023: * * * In the Matter of CHAD STICKFORTH, Respondent. ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS I. The Securities and Exchange Commission ("Commission") deems it appropriate and in the public interest that public administrative proceedings be, and hereby ar  more