SEC Issues Order Involving Titan Securities and Brad C. Brooks
August 03, 2021
August 03, 2021
WASHINGTON, Aug. 3 -- The Securities and Exchange Commission issued the following order (Admin. Proc. File No. 3-20387) involving Titan Securities and Brad C. Brooks:
In the Matter of the Application of TITAN SECURITIES AND BRAD C. BROOKS
For Review of Disciplinary Action Taken by FINRA
ORDER SCHEDULING BRIEFS
Titan Securities and Brad C. Brooks filed an application, pursuant to Section 19(d)(2) of the Securities Exchange Act of 1934,/1 for rev . . .
In the Matter of the Application of TITAN SECURITIES AND BRAD C. BROOKS
For Review of Disciplinary Action Taken by FINRA
ORDER SCHEDULING BRIEFS
Titan Securities and Brad C. Brooks filed an application, pursuant to Section 19(d)(2) of the Securities Exchange Act of 1934,/1 for rev . . .