SEC Issues Order Involving Michael A. Kimelman
June 15, 2021
June 15, 2021
WASHINGTON, June 15 -- The Securities and Exchange Commission issued the following order (Admin. Proc. File No. 3-14807) involving Michael A. Kimelman:
In the Matter of MICHAEL A. KIMELMAN
ORDER VACATING INVESTMENT ADVISER, MUNICIPAL SECURITIES DEALER, AND TRANSFER AGENT BARS
Michael A. Kimelman seeks to vacate an order, dated March 20, 2012 (the "Order"), to the extent that it bars him from association with an investment adviser, municipal securi . . .
In the Matter of MICHAEL A. KIMELMAN
ORDER VACATING INVESTMENT ADVISER, MUNICIPAL SECURITIES DEALER, AND TRANSFER AGENT BARS
Michael A. Kimelman seeks to vacate an order, dated March 20, 2012 (the "Order"), to the extent that it bars him from association with an investment adviser, municipal securi . . .