Saturday - August 8, 2020
SEC Issues Order Involving Michael D. Tannen
July 04, 2020
WASHINGTON, July 4 -- The Securities and Exchange Commission issued the following order (No. 3-19853) involving Michael D. Tannen:

In the Matter of MICHAEL D. TANNEN, Respondent.

ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND . . .

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