SEC Charges Founder of Bankrupt Advisory Firm With Fraud
June 24, 2019
June 24, 2019
WASHINGTON, June 24 -- The Securities and Exchange Commission issued the following litigation release:
* * *
- Securities and Exchange Commission v. Donald S. LaGuardia, Jr., No. 19-cv-05895 (S.D.N.Y. filed June 24, 2019)
* * *
The Securities and Exchange Commission today charged a founder and managing principal of a New York-based investment adviser for misappropriating approximately $2.6 million from investors and then concealing part of the . . .
* * *
- Securities and Exchange Commission v. Donald S. LaGuardia, Jr., No. 19-cv-05895 (S.D.N.Y. filed June 24, 2019)
* * *
The Securities and Exchange Commission today charged a founder and managing principal of a New York-based investment adviser for misappropriating approximately $2.6 million from investors and then concealing part of the . . .