SEC Issues Order Involving Charter Capital Management, Steven Morris Bruce
April 23, 2019
April 23, 2019
WASHINGTON, April 23 -- The Securities and Exchange Commission issued the following order (No. 3-19152) instituting the public administrative and cease-and-desist proceedings involving Charter Capital Management and Steven Morris Bruce:
I. The Securities and Exchange Commission ("Commission") deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, and hereby are, instituted pursuant to Sections 203(e), 203(f) and 203( . . .
I. The Securities and Exchange Commission ("Commission") deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, and hereby are, instituted pursuant to Sections 203(e), 203(f) and 203( . . .