SEC Obtains Final Judgment Against Ex-Officer, Director For Fraudulent Statements in Press Releases
January 09, 2025
January 09, 2025
WASHINGTON, Jan. 9 -- The Securities and Exchange Commission issued the following litigation release (No. 3:23-cv-01243; D. Conn. filed Sept. 22, 2023) involving Michael Caridi:
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On January 2, 2025, the U.S. District Court for the District of Connecticut entered a final judgment by consent against Michael Caridi, whom the SEC had charged in connection with the issuance of fraudulent press releases by Tree of Knowledge International Corp. ("TOKI").
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On January 2, 2025, the U.S. District Court for the District of Connecticut entered a final judgment by consent against Michael Caridi, whom the SEC had charged in connection with the issuance of fraudulent press releases by Tree of Knowledge International Corp. ("TOKI").
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