Australian Securities and Investments Commission Bans South Australian Adviser From Being Involved in Financial Services for Seven Years
December 06, 2024
December 06, 2024
VICTORIA, Australia, Dec. 6 -- The Australian Securities and Investments Commission issued the following news:
ASIC has banned SA based former financial adviser Bruce Stuart Davis from providing financial services, controlling an entity that carries on a financial services business or performing any function involved in the carrying on of a financial services business.
Mr Davis was the sole director, responsible manager, and financial adviser of AFS Licensee, Wise Inves . . .
ASIC has banned SA based former financial adviser Bruce Stuart Davis from providing financial services, controlling an entity that carries on a financial services business or performing any function involved in the carrying on of a financial services business.
Mr Davis was the sole director, responsible manager, and financial adviser of AFS Licensee, Wise Inves . . .