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CFTC Orders Swap Dealer to Pay $1.5 Million Penalty for Position Limit Violations, and Supervision and Position Limit Monitoring Failures
September 25, 2024
WASHINGTON, Sept. 25 -- The Commodity Futures Trading Commission issued the following enforcement news release:

The Commodity Futures Trading Commission today issued an order filing and settling charges against based in Houston,for exceeding the federal and ICE Futures U.S. position limits in contracts that reference natural gas futures traded on the New York Mercantile Exchange and for swap dealer supervision and position limit monitoring failures.

MLCI admits the fact . . .

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