CFTC Charges Texas Associated Person with Misappropriation of Nonpublic Information and Execution of Fictitious Trades
September 25, 2024
September 25, 2024
WASHINGTON, Sept. 25 -- The Commodity Futures Trading Commission issued the following enforcement news release:
The Commodity Futures Trading Commission announced today it filed a civil enforcement action in the U.S. District Court for the Southern District of Texas against , a Houston resident.
The complaint charges Cartwright, an associated person of introducing broker Classic Energy LLC, received confidential information from a Classic customer for brokering natural . . .
The Commodity Futures Trading Commission announced today it filed a civil enforcement action in the U.S. District Court for the Southern District of Texas against , a Houston resident.
The complaint charges Cartwright, an associated person of introducing broker Classic Energy LLC, received confidential information from a Classic customer for brokering natural . . .