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Litigation: SEC Charges Alabama Private Fund Manager With Offering Fraud
September 11, 2024
WASHINGTON, Sept. 11 -- The Securities and Exchange Commission issued the following litigation release (No. 1:24-cv-00327; S.D. Ala. filed Sept. 10, 2024) involving James O. Ward Jr.:

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The Securities and Exchange Commission today charged James O. Ward, Jr., a Foley, Alabama resident, with defrauding investors by making numerous misrepresentations in selling investments in Apex Financial Institute Pvt. Ltd. ("Apex"), a private investment fund managed by Wa . . .

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