CFTC Files Actions to Revoke Registrations of Introducing Broker, Commodity Pool Operator, and Associated Person for Violating CEA Antifraud Provisions
August 21, 2024
August 21, 2024
WASHINGTON, Aug. 21 -- The Commodity Futures Trading Commission issued the following enforcement news release:
The Commodity Futures Trading Commission today announced it commenced actions to revoke the registrations of , and his affiliated entities and . The CFTC's actions are based on the injunctions entered and findings made by the U.S. District Court for the District of Arizona in CFTC v. Mankad. [Case No. CV-21-01719-PHX-DJH.] The court found that each violated antifraud provi . . .
The Commodity Futures Trading Commission today announced it commenced actions to revoke the registrations of , and his affiliated entities and . The CFTC's actions are based on the injunctions entered and findings made by the U.S. District Court for the District of Arizona in CFTC v. Mankad. [Case No. CV-21-01719-PHX-DJH.] The court found that each violated antifraud provi . . .