SEC Marketing Rule: New CFA Institute and IAA Survey Clarifies How Firms are Complying
August 07, 2024
August 07, 2024
CHARLOTTESVILLE, Virginia, Aug. 7 (TNSres) -- The CFA Institute, an association of investment professionals, issued the following news release:
CFA Institute and the Investment Adviser Association have released the findings of a new survey on the compliance practices of investment management firms concerning the SEC Marketing Rule and its principles for the presentation of performance information in marketing materials.
The SEC Marketing Rule applies to SEC-registered i . . .
CFA Institute and the Investment Adviser Association have released the findings of a new survey on the compliance practices of investment management firms concerning the SEC Marketing Rule and its principles for the presentation of performance information in marketing materials.
The SEC Marketing Rule applies to SEC-registered i . . .