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SEC Charges Silvergate Capital, Former CEO for Misleading Investors About Compliance Program
July 02, 2024
WASHINGTON, July 2 -- The Securities and Exchange Commission issued the following news release on July 1, 2024:

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Former Chief Risk Officer and former CFO also charged for misleading investors

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The Securities and Exchange Commission today charged Silvergate Capital Corporation, its former CEO Alan Lane, and former Chief Risk Officer (CRO) Kathleen Fraher with misleading investors about the strength of the Bank Secrecy Act/Anti-Money La . . .

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