Litigation: SEC Vs. Lufkin Advisors, Chauncey Forbush Lufkin III
June 26, 2024
June 26, 2024
WASHINGTON, June 26 -- The Securities and Exchange Commission issued the following litigation release (No. 9:23-cv-81289-RLR; S.D. Fla. filed Sept. 19, 2023) involving Lufkin Advisors LLC and Chauncey Forbush Lufkin III:
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SEC Obtains Final Judgments Against Investment Adviser and Its President Charged with Fraud and Failing to Produce Records to SEC Examinations Staff
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On June 25, 2024, the U.S. District Court for the Southern Distric . . .
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SEC Obtains Final Judgments Against Investment Adviser and Its President Charged with Fraud and Failing to Produce Records to SEC Examinations Staff
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On June 25, 2024, the U.S. District Court for the Southern Distric . . .