Litigation: SEC Charges Canadian Attorney for Selling Billions of Shares of Stock on Behalf of Others
April 10, 2024
April 10, 2024
WASHINGTON, April 10 -- The Securities and Exchange Commission issued the following litigation release (No. 1:24-cv-02621; E.D.N.Y. filed April 8, 2024) involving Mark Borden:
* * *
On April 8, 2024, the Securities and Exchange Commission charged Canadian attorney Mark Borden with selling billions of penny stock shares on behalf of others without registering with the Commission as a broker, thereby violating the securities laws. Borden has agreed to settle the case by, . . .
* * *
On April 8, 2024, the Securities and Exchange Commission charged Canadian attorney Mark Borden with selling billions of penny stock shares on behalf of others without registering with the Commission as a broker, thereby violating the securities laws. Borden has agreed to settle the case by, . . .