Litigation: SEC Obtains Final Judgment Against CodeSmart Defendant for Role in Alleged Offering Fraud
April 04, 2024
April 04, 2024
WASHINGTON, April 4 -- The Securities and Exchange Commission issued the following litigation release (No. 1:14-cv-4346; E.D.N.Y. filed July 17, 2014; amended Jan. 19, 2016) involving Ronald Heineman:
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On April 1, 2024, the U.S. District Court for the Eastern District of New York entered a final judgment against Ronald Heineman, enjoining him from violating certain provisions of the federal securities laws and ordering him to pay civil monetary penalties.
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On April 1, 2024, the U.S. District Court for the Eastern District of New York entered a final judgment against Ronald Heineman, enjoining him from violating certain provisions of the federal securities laws and ordering him to pay civil monetary penalties.