Congressional Research Service Issues Legal Sidebar White Paper on SEC's First "Shadow Trading" Case Slated for Trial
March 03, 2024
March 03, 2024
WASHINGTON, March 3 -- The Congressional Research Service issued the following Legal Sidebar white paper (No. LSB11119) on Feb. 28, 2024, by legislative attorney Jay B. Sykes:
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SEC's First "Shadow Trading" Case Slated for Trial
Corporate insiders commit securities fraud when they trade their firms' shares on the basis of material nonpublic information (MNPI). A pending Securities and Exchange Commission (SEC) enforcement action rais . . .
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SEC's First "Shadow Trading" Case Slated for Trial
Corporate insiders commit securities fraud when they trade their firms' shares on the basis of material nonpublic information (MNPI). A pending Securities and Exchange Commission (SEC) enforcement action rais . . .