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Congressional Research Service Issues In Focus White Paper on Payment for Order Flow & Broker-Dealer Regulation
February 21, 2024
WASHINGTON, Feb. 21 -- The Congressional Research Service issued the following In Focus white paper (No. IF12594) on Feb. 20, 2024, by financial economics analyst Eva Su.

Here are excerpts:

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Payment for Order Flow (PFOF) and Broker-Dealer Regulation

Policymakers have scrutinized certain rebates that brokerage firms receive for executing retail investor stock trades, with particular attention to payment for order flow (PFOF). PFOF raises i . . .

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