Sunday - May 19, 2024
Litigation: SEC Charges Financial Advisor With Fraud for Stealing From Account Holders to Pay Personal Expenses
January 26, 2024
WASHINGTON, Jan. 26 -- The Securities and Exchange Commission issued the following litigation release (No. 3:24-CV-00027; W.D. Texas filed Jan. 24, 2024) involving Jesus Rodriguez:

* * *

The Securities and Exchange Commission yesterday charged Jesus Rodriguez, a former financial advisor, with fraud for misappropriating more than $3.475 million from ten brokerage account holders and advisory clients.

The SEC's complaint (https://www.sec.gov/files/litigation/ . . .

Targeted News Service Document Request Form

This document is available to you by e-mail if you complete the form below with relevant information. There may be a fee for this article or ongoing service of similar materials. We will be in touch shortly.

Name:
What's your
Affiliation
Government Newspaper / Media Business
Public Policy Individual / Student Educators
Email:
Phone:
Organization, if any:
State/Country you are in:
Additonal questions
or comments:

Click here for more information about our products

Click here for more information about our products