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Litigation: SEC Charges Connecticut Resident With Fraudulent 'Free-Riding' Scheme
December 09, 2023

WASHINGTON, Dec. 9 -- The Securities and Exchange Commission issued the following litigation release (No. 3:23-cv-01599; D. Conn. filed Dec. 8, 2023) involving Andrew M. Komarow:

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The Securities and Exchange Commission today filed charges against Andrew M. Komarow of Avon, Connecticut. The SEC's complaint charges Komarow with conducting a fraudulent "free-riding" scheme in which he attempted to profit by purchasing and selling securities without paying fo . . .

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