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Litigation: SEC Charges 5 Unregistered Brokers, 4 Companies in Widespread Pre-Initial Public Offering Fraud Scheme
December 08, 2023
WASHINGTON, Dec. 8 -- The Securities and Exchange Commission issued the following litigation release (No. 23-cv-8953; E.D.N.Y. filed Dec. 6, 2023) involving Raymond J. Pirrello Jr., et al.:

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The Securities and Exchange Commission today announced charges against Raymond J. Pirrello, Jr., Marcello Follano, Robert Cassino, Anthony DiTucci, Joseph Rivera, and their New Jersey or New York-based companies Prior 2 IPO Inc., Late Stage Asset Management, LLC, Pre IPO Market . . .

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