NFA Orders New York, N.Y. Introducing Broker Oscar Gruss & Son Inc. to Pay a $140,000 Fine
October 31, 2023
October 31, 2023
CHICAGO, Illinois, Oct. 31 -- The National Futures Association issued the following news release:
NFA has ordered Oscar Gruss & Son Inc. (Oscar Gruss & Son) to pay a $140,000 fine. Oscar Gruss & Son is an introducing broker (IB) Member of NFA located in New York, N.Y.
The Decision, issued by NFA's Business Conduct Committee (BCC), is based on a Complaint issued by the BCC and a settlement offer submitted by Oscar Gruss & Son, in which the firm neither ad . . .
NFA has ordered Oscar Gruss & Son Inc. (Oscar Gruss & Son) to pay a $140,000 fine. Oscar Gruss & Son is an introducing broker (IB) Member of NFA located in New York, N.Y.
The Decision, issued by NFA's Business Conduct Committee (BCC), is based on a Complaint issued by the BCC and a settlement offer submitted by Oscar Gruss & Son, in which the firm neither ad . . .