Litigation: SEC Vs. Advisor Resource Council, Steven J. Jacobson
September 29, 2023
September 29, 2023
WASHINGTON, Sept. 29 -- The Securities and Exchange Commission issued the following litigation release (No. 2:23-cv-05650; E.D. La. filed Sept. 29, 2023) involving Advisor Resource Council and Steven J. Jacobson:
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SEC Charges Louisiana-Based Investment Adviser Representative with Cherry-Picking and His Former Firm with Compliance Failures
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The SEC filed a complaint today in U.S. District Court for the Eastern District of Louisiana aga . . .
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SEC Charges Louisiana-Based Investment Adviser Representative with Cherry-Picking and His Former Firm with Compliance Failures
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The SEC filed a complaint today in U.S. District Court for the Eastern District of Louisiana aga . . .