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N.J. A.G. Platkin: NJ Bureau of Securities Revokes Registration, Assesses $150,000 Civil Penalty Against Former N.J. Broker-Dealer Agent Who Sold Unregistered Securities Tied to Tequila Production Company
August 01, 2023
TRENTON, New Jersey, Aug. 1 -- New Jersey Attorney General Matthew J. Platkin issued the following news release on July 31, 2023:

Attorney General Matthew J. Platkin and the Division of Consumer Affairs today announced that the Bureau of Securities revoked the registration of a former New Jersey broker-dealer agent and assessed a $150,000 civil penalty against him for violating New Jersey's securities laws by selling unregistered securities of a startup tequila production company wh . . .

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