Congressional Research Service Issues In Focus White Paper on EU's MIFID II, Broker Research & SEC's No-Action Letters
June 16, 2023
June 16, 2023
WASHINGTON, June 16 -- The Congressional Research Service issued the following In Focus white paper (No. IF12427) on the EU's MIFID II, broker research and the SEC's no-action letters on June 9, 2023, by financial economics specialist Gary Shorter:
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The EU's MIFID II, Broker Research, and the SEC's No-Action Letters
Broker-dealers are firms that buy and sell stocks or other securities for their own accounts or on behalf of their cus . . .
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The EU's MIFID II, Broker Research, and the SEC's No-Action Letters
Broker-dealers are firms that buy and sell stocks or other securities for their own accounts or on behalf of their cus . . .