Litigation: SEC Obtains Judgment Against Ex-CEO, General Counsel Who Raised Millions of Dollars From Investors Through False Statements
May 06, 2023
May 06, 2023
WASHINGTON, May 6 -- The Securities and Exchange Commission issued the following litigation release (No. 3:20-cv-00666-KAD; D. Conn. Filed May 14, 2020) involving Ronald D. Swanson:
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On May 3, 2023, the United States District Court for the District of Connecticut entered a final judgment against former Connecticut resident Ronald D. Swanson ordering him to pay over $927,000 in disgorgement and penalties in a securities offering fraud action previously filed by the . . .
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On May 3, 2023, the United States District Court for the District of Connecticut entered a final judgment against former Connecticut resident Ronald D. Swanson ordering him to pay over $927,000 in disgorgement and penalties in a securities offering fraud action previously filed by the . . .