CFTC Orders Connecticut Firm to Pay $500,000 for Wash Sales
May 19, 2021
May 19, 2021
WASHINGTON, May 19 -- The Commodity Futures Trading Commission issued the following enforcement news release on May 18, 2021:
The Commodity Futures Trading Commission today issued an order filing and settling charges against respondent SummerHaven Investment Management LLC, a Connecticut commodity trading advisor and commodity pool operator, for engaging in wash sales and non-competitive transactions on the InterContinental Exchange and various Chicago Mercantile Exchange exchanges, . . .
The Commodity Futures Trading Commission today issued an order filing and settling charges against respondent SummerHaven Investment Management LLC, a Connecticut commodity trading advisor and commodity pool operator, for engaging in wash sales and non-competitive transactions on the InterContinental Exchange and various Chicago Mercantile Exchange exchanges, . . .