Litigation: SEC Vs. Knight Nguyen Investments and 3 Individuals - SEC Charges Texas Investment Adviser and Three Individuals
May 14, 2021
May 14, 2021
WASHINGTON, May 14 -- The Securities and Exchange Commission issued the following litigation release (No. 4:21-civ-01586; S.D. Tex. filed May 13, 2021):
On May 13, 2021, the Securities and Exchange Commission charged Katy, Texas-based investment adviser Knight Nguyen Investments and three individuals with scheming to invest funds from advisory clients and retail investors in at least five fraudulent securities offerings.
The SEC alleges that Knight Nguyen majority owner . . .
On May 13, 2021, the Securities and Exchange Commission charged Katy, Texas-based investment adviser Knight Nguyen Investments and three individuals with scheming to invest funds from advisory clients and retail investors in at least five fraudulent securities offerings.
The SEC alleges that Knight Nguyen majority owner . . .