Litigation: SEC Vs. Hai Khoa Dang - Court Enters Final Judgment Against Investment Adviser Who Defrauded Retired Couple
April 21, 2021
April 21, 2021
WASHINGTON, April 21 -- The Securities and Exchange Commission issued the following litigation release (No. 3:20-cv-01353; D. Conn. filed September 10, 2020):
On April 19, 2021, the U.S. District Court for the District of Connecticut entered a judgment against unregistered investment adviser Hai Khoa Dang for defrauding a retired couple who had been his advisory clients for 20 years.
According to the SEC's complaint, filed on September 10, 2020, Dang gained complete con . . .
On April 19, 2021, the U.S. District Court for the District of Connecticut entered a judgment against unregistered investment adviser Hai Khoa Dang for defrauding a retired couple who had been his advisory clients for 20 years.
According to the SEC's complaint, filed on September 10, 2020, Dang gained complete con . . .