SEC: Auditor Charged for Failure to Register With PCAOB and Multiple Audit Failures
April 06, 2021
April 06, 2021
WASHINGTON, April 6 -- The Securities and Exchange Commission issued the following news release on April 5, 2021:
The Securities and Exchange Commission today announced the institution of administrative proceedings against a Texas-based CPA for allegedly failing to register his firm with the Public Company Accounting Oversight Board (PCAOB) and alleged wholesale failures in auditing and reviewing the financial statements of a public company client.
According to the SEC' . . .
The Securities and Exchange Commission today announced the institution of administrative proceedings against a Texas-based CPA for allegedly failing to register his firm with the Public Company Accounting Oversight Board (PCAOB) and alleged wholesale failures in auditing and reviewing the financial statements of a public company client.
According to the SEC' . . .