Litigation: SEC Vs. James T. Booth - SEC Obtains Final Judgment Against Connecticut Investment Adviser Who Misappropriated Funds From Clients
February 23, 2021
February 23, 2021
WASHINGTON, Feb. 23 -- The Securities and Exchange Commission issued the following litigation release:
The Securities and Exchange Commission today announced the entry of a final judgment against former Connecticut investment adviser James T. Booth.
The SEC complaint, filed on September 30, 2019, alleges that Booth operated a multi-million dollar Ponzi scheme that bilked over three dozen retail investors, including senior citizens saving for retirement, of $4 million in . . .
The Securities and Exchange Commission today announced the entry of a final judgment against former Connecticut investment adviser James T. Booth.
The SEC complaint, filed on September 30, 2019, alleges that Booth operated a multi-million dollar Ponzi scheme that bilked over three dozen retail investors, including senior citizens saving for retirement, of $4 million in . . .